Two-factor authentication (‘2FA’)
Further to the announcement in our 2021 Annual Report advising of our intention to implement mandatory two-factor authentication (‘2FA’) on our Online Portals for all our regulated entities, we have...
View ArticleMr Trevor James Kelham and Ms Sarah Jayne Sarre
The Financial Services Commission (Bailiwick of Guernsey) Law, 1987 (the “Financial Services Commission Law”); The Criminal Justice (Proceeds of Crime) (Financial Services Businesses) (Bailiwick of...
View ArticleAdvanced Notice - Changes to the Fiduciary Annual Return
Additional Question The 2023 Fiduciary Annual Return, which will be available on licensees' timelines on 27 May 2023, includes the following additional question: Breakdown of business by geography for...
View ArticleExemptions from licensing – personal directorships
On 5 June 2023, the Regulation of Fiduciaries etc (Bailiwick of Guernsey) (Amendment) Regulations, 2023 were made by the Policy & Resources Committee (the “Committee”). These Regulations, which...
View ArticleUpdate on Exemptions from licensing – personal directorships
Further to the publication of a news article on our website on exemptions from licensing – personal directorships on 12 June, the Commission has updated the news article to provide further...
View ArticleDirector Registration Regime
Further to legislation passed by the States of Guernsey last week, the Commission has launched today a new director registration regime for individuals holding certain categories of directorships...
View ArticleThematic Review of Unclaimed Client Money of Collective Investment Schemes
The Commission has today issued its report on the Thematic Review of Unclaimed Client Money of Collective Investment Schemes (“the Thematic”). The Thematic was undertaken in order to gain a better...
View ArticleChamberlain Heritage Services Limited, Mrs Deborah Anne Ellis
The Financial Services Commission (Bailiwick of Guernsey) Law, 1987 (the “Financial Services Commission Law”) The Regulation of Fiduciaries, Administration Business and Company Directors, etc...
View ArticleChamberlain Heritage Services Limited, Mr Christopher Henry Shaw, Mr John...
The Financial Services Commission (Bailiwick of Guernsey) Law, 1987 (the “Financial Services Commission Law”) The Regulation of Fiduciaries, Administration Business and Company Directors, etc...
View ArticlePublication of a Notice of the fact of a Prohibition Order and a...
On the 26th day of September 2023, the Commission imposed a discretionary financial penalty as follows: Mrs Linda Dowding (“Mrs Dowding”) a financial penalty of £40,000. Further, on the above date,...
View ArticleConsultation on Disclosure Rules for Insurance Intermediaries
Today, the Commission has published a consultation paper proposing amendments to the rules for insurance intermediaries to include some additional disclosure requirements. This affects the thirty-five...
View ArticleFeedback Paper following consultation on the Rules for Retail General Insurers
The Commission has today issued a feedback paper following the consultation on rules for retail general insurers issued in 2023. The Commission is grateful to all those who responded. We have...
View ArticleFides Corporate Services Limited, Mr David Charles Housley Whitworth, Mr...
The Financial Services Business (Enforcement Powers) (Bailiwick of Guernsey) Law, 2020 (the “Enforcement Powers Law”) The Regulation of Fiduciaries, Administration Businesses and Company Directors,...
View ArticleMs Ginette Louise Blondel (Date of Birth 2 July 1984) of Fontenelle, Les...
Date of prohibition order pursuant to section 33 of The Financial Services Business (Enforcement Powers) (Bailiwick of Guernsey) Law, 2020 and prohibited functions: From 1 March 2024 until 1 April...
View ArticleMs Ginette Louise Blondel
The Financial Services Business (Enforcement Powers) (Bailiwick of Guernsey) Law, 2020 (“the Enforcement Powers Law”) The Regulation of Fiduciaries, Administration Businesses and Company Directors,...
View ArticleFeedback Paper following consultation on the Disclosure Rules for Insurance...
The Commission has today issued a feedback paper following the consultation on disclosure rules for insurance intermediaries issued in 2023. The Commission is grateful for the responses received. The...
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